Supervision of Correspondence
NASDR has filed with the SEC a proposed rule change to National Association of Securities Dealers, Inc. Rules 3010 and 3110 to postpone the effective date of recently-approved amendments to these rules. The amendments allow firms to develop flexible procedure for the review of
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 35.2 KB | |
Approval Order | PDF - 19.59 KB |