Proposed Rule Change to Retire the FINRA Rule 10000 Series (Code of Arbitration Procedure)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to retire the FINRA Rule 10000 Series (Code of Arbitration Procedure).
Title | Format - Size | Status |
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Text of the Proposed Rule Change | PDF - 2.15 MB | |
Notice of Filing and Immediate Effectiveness | PDF - 214.5 KB |