SR-FINRA-2024-001
Proposed Rule Change to Amend FINRA Rule 3240 (Borrowing From or Lending to Customers)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 3240 (Borrowing From or Lending to Customers).
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 4.22 MB | |
| Federal Register Notice | PDF - 238.81 KB | |
| Extension No. 1 | PDF - 1.88 MB | |
| Order Instituting Proceedings To Determine Whether To Approve or Disapprove | PDF - 222.93 KB | |
| Response to Comments | PDF - 210.99 KB | |
| Extension No. 2 | PDF - 1.72 MB | |
| Approval Order | PDF - 299.97 KB |