Proposed Rule Change Relating to Alternative Display Facility New Entrant
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to add IntelligentCross ATS (“IntelligentCross”) as a new entrant to the Alternative Display Facility (“ADF”).
Title | Format - Size | Status |
---|---|---|
Text of the Proposed Rule Change | PDF - 13.39 MB | |
Federal Register Notice | PDF - 237.68 KB | |
Notice of Designation of Longer Period for Commission Action | PDF - 138.51 KB | |
Response to Comments | PDF - 217.35 KB | |
Order Instituting Proceedings To Determine Whether To Approve or Disapprove | PDF - 153.46 KB | |
Notice of Designation of a Longer Period for Commission Action | PDF - 129.87 KB | |
Response to Comments No. 2 | PDF - 232.62 KB | |
Approval Order | PDF - 244.82 KB | |
Order Scheduling Filing of Statements | PDF - 101.68 KB |