Proposed Rule Change to Amend FINRA Rule 11900 (Clearance of Corporate Debt Securities) to Except Certain Transactions in Corporate Debt Securities
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 11900 (Clearance of Corporate Debt Securities) to except certain transactions in corporate debt securities.
Title | Format - Size | Status |
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Text of the Proposed Rule Change | PDF - 313.96 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 119.26 KB |