Proposed Rule Change to Amend FINRA Rule 7730 (Trade Reporting and Compliance Engine (TRACE)) to Remove Computer-to-Computer Interface (“CTCI”) as a Technological Option for TRACE Reporting
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7730 to modify the technological connectivity options available to members for reporting transactions to TRACE.
Title | Format - Size | Status |
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Text of the Proposed Rule Change | PDF - 243.81 KB | |
Federal Register Notice | PDF - 200.16 KB | |
Approval Order | PDF - 191.36 KB |