Proposed Rule Change Relating to the Trade Reporting Facility Limited Liability Company Agreements
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to make technical changes to FINRA’s Trade Reporting Facility limited liability company agreements, as they appear in the FINRA Manual, to reflect the second amendment and restatement of such agreements.
Title | Format - Size | Status |
---|---|---|
Text of the Proposed Rule Change | PDF - 99.5 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 215.32 KB |