SR-FINRA-2017-021
Proposed Rule Change to Amend FINRA Rule 7730 to Make Available a New TRACE Security Activity Report
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7730 to make available a new TRACE Security Activity Report.
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 77.07 KB | |
| Federal Register Notice | PDF - 217.41 KB | |
| Response to Comments | PDF - 2.71 MB | |
| Approval Order | PDF - 209.04 KB |