Proposed Rule Change Relating to Rule 4554 Reporting Requirements for Alternative Trading Systems
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 4554 to require alternative trading systems (“ATSs”) to submit additional order information to FINRA.
Title | Format - Size | Status |
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Text of the Proposed Rule Change | PDF - 66.05 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 216.77 KB | New |