SR-FINRA-2016-024
Proposed Rule Change to Amend FINRA Rule 7730 (Trade Reporting and Compliance Engine (TRACE))
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7730 to create a new Academic Corporate Bond TRACE Data product that would be available to institutions of higher education.
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 1.16 MB | |
| Federal Register Notice | PDF - 472 KB | |
| Extension No. 1 | PDF - 60.66 KB | |
| Response to Comments | PDF - 210.14 KB | |
| Approval Order | PDF - 204.01 KB |