Proposed Rule Change to Modify the Dissemination Protocols for TRACE-Eligible Securities
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to modify the dissemination protocols for TRACE-Eligible Securities to disseminate a new alternative trading system (“ATS”) contra-party type and ATS indicator.
Title | Format - Size | Status |
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Text of the Proposed Rule Change | PDF - 78.25 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 199.1 KB |