Proposed Rule Change to Adopt FINRA Rule 4554 (Alternative Trading Systems - Recording and Reporting Requirements of Order and Execution Information for NMS Stocks)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt Rule 4554 to require alternative trading systems (“ATSs”) to submit additional order information to FINRA.
Title | Format - Size | Status |
---|---|---|
Text of the Proposed Rule Change | PDF - 1.59 MB | |
Federal Register Notice | PDF - 129.81 KB | |
Notice of Designation of a Longer Period for Commission Action | PDF - 188.56 KB | |
Response to Comments | PDF - 327.6 KB | |
Approval Order | PDF - 196.79 KB |