Proposed Rule Change to Extend the Implementation Date of the No-Remuneration Indicator
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend the implementation date of the No-Remuneration indicator to July 18, 2016. The proposed rule change would not make any other changes.
Title | Format - Size | Status |
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Text of the Proposed Rule Change | PDF - 50.69 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 191.81 KB |