Proposed Rule Change to Amend Rule 7620A Relating to FINRA/Nasdaq Trade Reporting Facility Fees
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7620A to modify certain fees applicable to members that use the FINRA/Nasdaq Trade Reporting Facility (the “FINRA/Nasdaq TRF”).
This filing replaces SR-FINRA-2015-049, which was filed on November 16, 2015 and withdrawn on November 25, 2015.
Title | Format - Size | Status |
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Text of the Proposed Rule Change | PDF - 116.95 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 200.72 KB |