Proposed Rule Change to Adopt FINRA Rule 6191(b) and Amend FINRA Rule 7440 to Implement the Data Collection Requirements of the Regulation NMS Plan to Implement A Tick Size Pilot Program
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt FINRA Rule 6191 and amend Rule 7440 to implement the Regulation NMS Plan to Implement a Tick Size Pilot Program (Plan).
Title | Format - Size | Status |
---|---|---|
Text of the Proposed Rule Change | PDF - 163.87 KB | |
Federal Register Notice | PDF - 221.4 KB | |
Notice of Designation of a Longer Period for Commission Action | PDF - 194.32 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 74.49 KB | |
Response to Comments | PDF - 1.09 MB | |
Approval Order | PDF - 228.71 KB |