Proposed Rule to Establish Fees for Funding Portals
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt Section 15 of Schedule A to the FINRA By-Laws (“Section 15”) governing fees for funding portals that are FINRA members.
Title | Format - Size | Status |
---|---|---|
Text of the Proposed Rule Change | PDF - 157.27 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 334.36 KB |