Proposed Rule Change to Adopt FINRA Rule 2272 to Govern Sales or Offers of Sales of Securities on the Premises of Any Military Installation to Members of the U.S. Armed Forces or their Dependents
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rule 2272, which would govern sales or offers of sales of securities on the premises of any military installation to members of the U.S. Armed Forces or their dependents.
Title | Format - Size | Status |
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Text of the Proposed Rule Change | PDF - 85.65 KB | |
Federal Register Notice | PDF - 200.83 KB | |
Extension No. 1 | PDF - 64.19 KB | |
Response to Comments | PDF - 246.67 KB | |
Approval Order | PDF - 186.83 KB |