Proposed Rule Change Relating to In Concert Reporting of Options Positions
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 2360(b)(5) regarding reporting of options positions to codify an existing requirement that the reporting rules apply to all accounts acting in concert, consistent with the application of the reporting rules of the options exchanges.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 70.89 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 200.63 KB |