SR-FINRA-2014-025
Proposed Rule Change to Adopt a Supplemental Schedule for Inventory Positions Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt a supplemental schedule for inventory positions pursuant to FINRA Rule 4524 (Supplemental FOCUS Information).
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 1.11 MB | |
| Federal Register Notice | PDF - 210.44 KB | |
| Extension No. 1 | PDF - 57.86 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 369.23 KB | |
| Approval Order | PDF - 207.16 KB |