Proposed Rule Change to Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 11892 to add new provisions to address multi-day clearly erroneous events, transactions occurring during trading halts, and to make non-substantive clarifications to the rule.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 114.04 KB | |
Federal Register Notice | PDF - 203.52 KB | |
Approval Order | PDF - 179.64 KB |