SR-FINRA-2013-004
Proposed Rule Change to Delay the Implementation Date of FINRA Rule 5350 (Stop Orders)
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("Commission") a proposed rule change to delay the implementation date of FINRA Rule 5350 (Stop Orders), as approved in SR-FINRA-2012-026, until March 4, 2013.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 75.93 KB | |
| Notice of Filing and Immediate Effectiveness | PDF - 196.89 KB |