Proposed Rule Change to Update Cross-References and Make Other Non-Substantive Changes Within FINRA Rules and By-Laws
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update cross-references and make other non-substantive changes within certain FINRA rules and By-Laws, primarily as the result of approval of new consolidated FINRA rules.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 143.15 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 203.03 KB |