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SR-FINRA-2012-033

Proposed Rule Change to Make Non-Substantive Technical Changes to the Supplemental Statement of Income Required to be Filed Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to make non-substantive technical changes to the Supplemental Statement of Income ("SSOI") required to be filed pursuant to FINRA Rule 4524 (Supplemental FOCUS Information). 

Title Format - Size Status
Text of Proposed Rule Change PDF - 1015.94 KB
Notice of Filing and Immediate Effectiveness PDF - 195.4 KB