Proposed Rule Change to Amend Sections 4 and 6 of Schedule A to the FINRA By-Laws Regarding Fees Relating to the Central Registration Depository
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Sections 4 and 6 of Schedule A to the FINRA By-Laws to implement changes to certain fees relating to the Central Registration Depository ("CRD®" or "CRD system").
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 89.79 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 229.31 KB | |
Response to Comments | PDF - 301.96 KB |