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SR-FINRA-2012-029

Proposed Rule Change Relating to FINRA’s Fees for Filing Documents Pursuant to FINRA Rule 5110

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Section 7 of Schedule A to the FINRA By-Laws to adjust fees for filing documents pursuant to FINRA Rule 5110 (Corporate Financing Rule – Underwriting Terms and Arrangements).

Title Format - Size Status
Text of Proposed Rule Change PDF - 72.84 KB
Notice of Filing and Immediate Effectiveness PDF - 195.14 KB
Response to Comments PDF - 301.96 KB