Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA’s rules relating to the handling of stop and stop limit orders.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 70.15 KB | |
Federal Register Notice | PDF - 202.03 KB | |
Notice of Designation of a Longer Period for Commission Action | PDF - 172.72 KB | |
Response to Comments | PDF - 88.17 KB | |
Approval Order | PDF - 202.87 KB |