SR-FINRA-2012-001
Proposed Rule Change to Amend FINRA Rule 4560 (Short-Interest Reporting)
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend FINRA Rule 4560 (Short-Interest Reporting).
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 62.61 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 45.7 KB | |
| Federal Register Notice | PDF - 154.76 KB | |
| Extension No. 1 | PDF - 25.95 KB | |
| Response to Comments | PDF - 93.36 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 51.11 KB | |
| Approval Order | PDF - 206.45 KB |