Proposed Rule Change to Update Rule Cross-References within Certain FINRA Rules
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update cross-references within certain FINRA rules to reflect changes adopted in the consolidated FINRA rulebook.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 112.21 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 150.92 KB |