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SR-FINRA-2011-041

Proposed Rule Change to Adopt the Selection Specifications and Study Outline for the Operations Professional (“Series 99”) Examination Program

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) the selection specifications and content outline for the Operations Professional (“Series 99”) examination program.

Title Format - Size Status
Text of Proposed Rule Change PDF - 941.67 KB
Notice of Filing and Immediate Effectiveness PDF - 153.5 KB