Proposed Rule Change to Adopt the Selection Specifications and Study Outline for the Operations Professional (“Series 99”) Examination Program
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) the selection specifications and content outline for the Operations Professional (“Series 99”) examination program.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 941.67 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 153.5 KB |