Proposed Rule Change to Amend FINRA Rule 9251 to Explicitly Protect from Discovery those Documents that Federal Law Prohibits FINRA from Disclosing
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 9251 to explicitly protect from discovery those documents that federal law prohibits FINRA from disclosing.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 55.87 KB | |
Federal Register Notice | PDF - 182.57 KB | |
Approval Order | PDF - 150.82 KB |