Proposed Rule Change Relating to Rule 6450 (Restrictions on Access Fees)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to require members to disclose on the member’s website fees imposed against its published quotation in any OTC Equity Security consistent with FINRA Rule 6450 (Restrictions on Access Fees).
This rule filing has been withdrawn.
Title | Format - Size | Status |
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Withdrawal of Proposed Rule Change | PDF - 26.13 KB |