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SR-FINRA-2011-007

Proposed Rule Change to Amend the Customer Code to Correct Cross-References to Rules that were Changed by Another Rule Filing

Financial Industry Regulatory Authority, Inc. (“FINRA”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend various rules of the Code of Arbitration Procedure for Customer Disputes (“Customer Code”) to correct cross-references to rules that were changed by another rule filing.

Title Format - Size Status
Text of Proposed Rule Change PDF - 67.34 KB
Notice of Filing and Immediate Effectiveness PDF - 187.88 KB