Proposed Rule Change to Amend the Customer Code to Correct Cross-References to Rules that were Changed by Another Rule Filing
Financial Industry Regulatory Authority, Inc. (“FINRA”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend various rules of the Code of Arbitration Procedure for Customer Disputes (“Customer Code”) to correct cross-references to rules that were changed by another rule filing.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 67.34 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 187.88 KB |