Proposed Rule Change to Provide Additional Time to Report Certain Reportable TRACE Transactions and Waive Certain Transaction Reporting Fees
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to provide additional time to report certain Reportable TRACE Transactions and waive concomitant transaction reporting fees.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 66.08 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 147.48 KB |