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SR-FINRA-2011-001

Proposed Rule Change to Provide Additional Time to Report Certain Reportable TRACE Transactions and Waive Certain Transaction Reporting Fees

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to provide additional time to report certain Reportable TRACE Transactions and waive concomitant transaction reporting fees.

Title Format - Size Status
Text of Proposed Rule Change PDF - 66.08 KB
Notice of Filing and Immediate Effectiveness PDF - 147.48 KB