SR-FINRA-2010-057
Proposed Rule Change to Permit a One-Time Waiver of Late Fees Assessable Pursuant to FINRA Rule 6490
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to permit a one-time waiver of late fees assessable pursuant to FINRA Rule 6490.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 69.29 KB | |
| Notice of Filing and Immediate Effectiveness | PDF - 70.63 KB |