Proposed Rule Change Relating to FINRA Trade Reporting Notice on Price Validation and Price-Override Protocol
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a FINRA Trade Reporting Notice (“Notice”) that explains the price validation protocol of the FINRA trade reporting facilities and sets forth guidance on the use of the price-override indicator in trade reports. Members are required to make systems changes necessary to trade report in accordance with the Notice no later than November 16, 2010.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 923.02 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 57.71 KB |