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SR-FINRA-2010-005

Proposed Rule Change to Repeal Incorporated NYSE Rule 405(4) Common Sales Accounts

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts) as part of the process of developing a consolidated FINRA rulebook.

Title Format - Size Status
Text of Proposed Rule Change PDF - 75.43 KB
Federal Register Notice PDF - 58.81 KB
Approval Order PDF - 51.46 KB