SR-FINRA-2010-004
Proposed Rule Change to Make Non-Substantive Technical Changes to FINRA Rule 4521
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to make certain non-substantive technical changes to FINRA Rule 4521(d).
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 63.67 KB | |
| Notice of Filing and Immediate Effectiveness | PDF - 62.75 KB |