SR-FINRA-2009-076
Proposed Rule Change to Amend the FINRA Rule 9550 Series (Expedited Proceedings)
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to (1) modify various time requirements regarding expedited proceedings, (2) add an expedited proceeding for failure to pay restitution, and (3) harmonize a remedy in an expedited procedure with a remedy in the FINRA By-Laws.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 75.18 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 76.13 KB | |
| Federal Register Notice | PDF - 59.86 KB | |
| Approval Order | PDF - 51.15 KB |