Skip to main content
SR-FINRA-2009-056

Proposed Rule Change Relating to Fee for Investment Banking Representative Examination

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Schedule A to the FINRA By-Laws to establish a fee for the new Investment Banking Representative Examination (“Series 79”).

Title Format - Size Status
Text of Proposed Rule Change PDF - 154.5 KB
Notice of Filing and Immediate Effectiveness PDF - 56.86 KB