Proposed Rule Change Relating to Fee for Investment Banking Representative Examination
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Schedule A to the FINRA By-Laws to establish a fee for the new Investment Banking Representative Examination (“Series 79”).
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 154.5 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 56.86 KB |