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SR-FINRA-2009-046

Proposed Rule Change to Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to correct or update certain cross-references within certain FINRA rules that have been adopted in the consolidated FINRA rulebook.

Title Format - Size Status
Text of Proposed Rule Change PDF - 158.95 KB
Notice of Filing and Immediate Effectiveness PDF - 55.52 KB