Proposed Rule Change Relating to the Application of Transaction-Related Charges for Trade Reporting to the OTC Reporting Facility
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7710 to clarify the application of transaction-related charges for trade reporting to the OTC Reporting Facility (“ORF”).
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 122.72 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 56.48 KB |