Proposed Rule Change to Make Conforming Changes to FINRA Rules 6380B and 6730
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to make conforming changes to Rules 6380B and 6730 to reflect amendments that were proposed pursuant to proposed rule change SR-FINRA-2008-060, but were superseded by an intervening rule change.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 57.71 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 56.31 KB |