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SR-FINRA-2008-053

Proposed Rule Change to Amend Section 4(c) of Schedule A to the FINRA By-Laws to Increase Certain Qualification Examination Fees

Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 4(c) of Schedule A to the FINRA By-Laws (“Schedule A”) to increase certain qualification examination fees.

Title Format - Size Status
Text of Proposed Rule Change PDF - 69.36 KB
Federal Register Notice PDF - 56.36 KB
Response to Comments PDF - 90.69 KB
Extension No. 1 PDF - 23.38 KB
Approval Order PDF - 55.02 KB