Proposed Rule Change to Amend Section 4(c) of Schedule A to the FINRA By-Laws to Increase Certain Qualification Examination Fees
Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 4(c) of Schedule A to the FINRA By-Laws (“Schedule A”) to increase certain qualification examination fees.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 69.36 KB | |
Federal Register Notice | PDF - 56.36 KB | |
Response to Comments | PDF - 90.69 KB | |
Extension No. 1 | PDF - 23.38 KB | |
Approval Order | PDF - 55.02 KB |