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SR-FINRA-2008-034

Proposed Rule Change to Amend Incorporated NYSE Rules 311, 342, 345, 346, and 416 to Delete References to Fees in Those Rules

Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend incorporated NYSE Rules 311, 342, 345, 346, and 416 to delete references to legacy New York Stock Exchange ("NYSE") fees that are not charged by FINRA pursuant to those rules.

Title Format - Size Status
Text of Proposed Rule Change PDF - 67.07 KB
Approval Order PDF - 60.09 KB