Proposed Rule Change to Amend Incorporated NYSE Rules 311, 342, 345, 346, and 416 to Delete References to Fees in Those Rules
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend incorporated NYSE Rules 311, 342, 345, 346, and 416 to delete references to legacy New York Stock Exchange ("NYSE") fees that are not charged by FINRA pursuant to those rules.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 67.07 KB | |
Approval Order | PDF - 60.09 KB |