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SR-FINRA-2008-033

Proposed Rule Change to Adopt FINRA Rule 4560 (Short-Interest Reporting) in the Consolidated FINRA Rulebook

Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt the short interest reporting requirements (NASD Rule 3360 and Incorporated NYSE Rules 421(1) and 421.10) as FINRA Rule 4560 in the consolidated FINRA rulebook.

Title Format - Size Status
Text of Proposed Rule Change PDF - 76.77 KB
Amendment No. 1 to Proposed Rule Change PDF - 76.73 KB
Federal Register Notice PDF - 59.81 KB
Approval Order PDF - 56.35 KB