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SR-FINRA-2008-018

Proposed Rule Change to Amend Incorporated NYSE Rules to Delete References to Certain Fees and to Amend Section 4(c) of Schedule A to the FINRA By-Laws to Add Fees Charged for the Series 14 and Series 16 Examinations

Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend incorporated NYSE Rules 311, 342, 345, 346, and 416 to delete references to legacy fees charged by the New York Stock Exchange (“NYSE”) that are not charged by FINRA and to amend Section 4(c) of Schedule A to the FINRA By-Laws to add the fees charged for the Series 14 and Series 16 examinations.

This rule filing was withdrawn and replaced with SR-FINRA-2008-034 and SR-FINRA-2008-035

Title Format - Size Status
Withdrawal of Rule Filing PDF - 30.29 KB