Proposed Rule Change to Amend Incorporated NYSE Rule Interpretation 344/02
Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Incorporated NYSE Rule Interpretation 344/02 (Research Analysts and Supervisory Analysts) to make a non-substantive, technical change to the Interpretation text.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 55.53 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 69.43 KB |