Proposed Rule Change to Delay the Effective Date of Certain FINRA Rule Changes Approved in SR-NASD-2004-183
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to delay the effective date of certain FINRA rule changes approved in SR-NASD-2004-183 until August 4, 2008.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 71.51 KB | |
Federal Register Notice | PDF - 65.03 KB | |
Approval Order | PDF - 57.83 KB |