Revisions to the Series 24 Examination Program
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") revisions to the study outline and selection specifications for the General Securities Principal (Series 24) examination program. The proposed revisions update the material to reflect changes to the laws, rules and regulations covered by the examination and to better reflect the duties and responsibilities of a General Securities Principal. FINRA is not proposing any textual changes to the By-Laws, Schedules to the By-Laws, or Rules of FINRA.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 243.63 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 68.11 KB |