Proposed Rule Change to Reflect the Closing of the NASD/BSE Trade Reporting Facility
FINRA (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to delete in their entirety the NASD Rule 4000D, 6000D and 7000D Series and the Limited Liability Company Agreement of The NASD/BSE Trade Reporting Facility LLC (the "NASD/BSE TRF LLC Agreement"), in light of the recent closing of the NASD/BSE Trade Reporting Facility (the "NASD/BSE TRF").
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 194.5 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 59.46 KB |